Risk and Compliance Manager

Designation: Risk and Compliance Manager

Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com

What would you do? Delivery Excellence Auditor (Operations Excellence / Governance & Controls Audit)

1. Daily Governance & Performance Discipline

1. Capacity, Volume, Backlog & SLA Management

1. Quality Framework & Quality Governance

1. Knowledge, Documentation & Capability Readiness

1. Controls, Compliance & Risk Mitigation (Operational Controls)

• Strong understanding of operations governance, delivery metrics, and performance management
• Ability to audit and interpret volume, capacity, AHT, utilization, SLA metrics
• Working knowledge of quality frameworks (sampling, scoring, calibration, CTQ, RCA)
• Familiarity with controls & compliance concepts (control plans, SOX/CDP mapping basics, evidence)
• Documentation governance expertise (SOP/DTP version control, approvals, repository discipline)

• Advanced Excel/Sheets (pivoting, reconciliation), Power BI (good to have)
• Strong documentation and reporting (audit-ready writing)
• Comfort with dashboards, trackers, and operational tools (DMS/ACF/SQF type platforms)

• High attention to detail, strong skepticism with diplomacy
• Stakeholder management across delivery and client interfaces
• Ability to challenge non-compliance objectively and drive closure
• 5–12 years experience in Operations, Business Transformations, Operations Excellence, Delivery Governance, Process Audit, Risk & Controls, or Quality Assurance (BPO/Shared Services/GBS).
• Exposure to Service Delivery environments (SLA/KPI-based operations) strongly preferred.
• Certifications (good to have): Lean Six Sigma (GB), ISO/Quality, Internal Auditor, Risk/Controls, or equivalent.

• Conduct scheduled and ad-hoc audits across delivery teams using defined checklists aligned to the 5 practices.
• Perform artefact validation (RAID, MoM, trackers, reports, control evidence) for completeness, accuracy, and timeliness.
• Test data integrity across reports (volume, SLA, quality, utilization/AHT) and identify inconsistencies.
• Interview stakeholders (Agents/TLs/SDL/DL/SMEs) to validate process adherence vs. documentation.

• Document audit observations with objective evidence, impacted process, severity/criticality, and risk description.
• Create actionable corrective action plans (CAPA) with owners, timelines, and expected outcomes.
• Track closure to completion and validate sustained compliance through re-audits.
• Provide trend insights (recurring gaps, systemic root causes, best practices) and contribute to governance reviews.

• Recommend improvements to governance cadence, tracker standardization, quality checkpoints, training readiness controls, and controls automation.
• Partner with delivery leadership to design standard templates, dashboards, and escalation routines.
• Drive preventive actions using RCA/FMEA where needed, ensuring linkage to controls and operational decisions.

• Audit plan/calendar and audit checklists (aligned to 5 practices)
• Audit reports (weekly/monthly) with evidence references
• CAPA / action tracker with closure status
• Compliance scorecards (governance, capacity/SLA, quality, training readiness, controls)
• Trend analysis deck and best-practice playbook updates